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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
ÌýDirector | Ìý10% Owner | ÌýOfficer | ÌýOther | |
jvidÊÓƵ. 12300 LIBERTY BOULEVARD ENGLEWOOD,ÌýCOÌý80112 |
Ìý X | Ìý X | Ìý | Ìý |
Ìý/s/ Craig Troyer Senior Vice President and Assistant Secretary | Ìý 06/03/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On May 30, 2019, a wholly owned subsidiary of the Reporting Person entered into three separate stock purchase agreements pursuant to which it sold (i) 3,401,003 shares of common stock of the Issuer ("Common Stock") for an aggregate purchase price of $1.00 under the first agreement, (ii) 3,401,003 shares of Common Stock for an aggregate purchase price of $1.00 under the second agreement, and (iii) 3,401,004 shares of Common Stock for an aggregate purchase price of $1.00 under the third agreement (collectively, the "Transactions"). The Transactions closed on May 31, 2019. As a result of the Transactions, the Reporting Person ceased to beneficially own any shares of Common Stock. |